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INFORMATION DATE 19901002
DESCRIPTION USDOL Program Highlights, General OSHA Recordkeeping
Requirements
TOPIC Recordkeeping Requirements
SUBJECT General OSHA Recordkeeping Requirements
U.S. Department of Labor
Program Highlights
_________________________________________________________________
Fact Sheet No. OSHA 92-05
GENERAL OSHA RECORDKEEPING REQUIREMENTS
The Occupational Safety and Health Act of 1970 requires most
private sector employers to prepare and maintain records of work
related injuries and illnesses. These records include the OSHA
Form No. 200, Log and Summary of Occupational Injuries and
Illnesses, and the OSHA Form No. 101, Supplementary Record of
Occupational Injuries and Illnesses.
EMPLOYERS REQUIRED TO KEEP RECORDS
All employers with 11 or more employees in the following
industries, as determined by their Standard Industrial
Classification (SIC), must keep injury and illness records:
Agriculture, Forestry, and Fishing (SIC's 01-02 and 07-09), Oil
and Gas Extraction (SIC 13), Construction (SIC's 15-17),
Manufacturing (SIC's 20-39), Transportation, Communications, and
Public Utilities (SIC's 41-42 and 44-49), Wholesale Trade (SIC's
50-51), Building Materials, Hardware, Garden Supply and Mobile
Home Dealers (SIC 52); General Merchandise Stores (SIC 53); Food
Stores (SIC 54); Hotels, Rooming Houses, Camps, and Other Lodging
Places (SIC 70); Repair Services (SIC's 75 and 76); Amusement and
Recreation Services (SIC 79); and Health Services (SIC 80).
EMPLOYERS NORMALLY EXEMPT, BUT PERIODICALLY REQUIRED TO KEEP
RECORDS
The following employers are normally exempt from these
recordkeeping requirements unless notified in advance by the
Bureau of Labor Statistics (BLS) that they have been selected to
participate in the mandatory Annual Survey of Occupational
Injuries and Illnesses:
1) employers who had no more than ten employees (full- and
part-time) at any time during the previous calendar year; or
2) employers who conduct business primarily in one of the
following SIC's, regardless of the number of employees:
MAJOR GROUP TITLE
Retail Trade
55 Automotive Dealers and Gasoline Service Stations
56 Apparel and Accessory Stores
57 Furniture, Home Furnishings and Equipment Stores
58 Eating and Drinking Places
59 Miscellaneous Retail
Finance, Insurance and
Real Estate
60 Banking
61 Credit Agencies other than Banks
62 Security and Commodity Brokers, and Services
63 Insurance
64 Insurance Agents, Brokers and Services
65 Real Estate
67 Holding and other Investment Offices
Services
72 Personal Services
73 Business Services
78 Motion Pictures
81 Legal Services
82 Educational Services
83 Social Services
84 Museums, Botanical and Zoological Gardens
86 Membership Organizations
87 Engineering, Accounting, Research, Management, and Related
Services
88 Private Households
89 Miscellaneous Services
These exemptions do not excuse any employer from coverage by
OSHA or from compliance with all applicable safety and health
standards (which may include other types of recordkeeping
requirements).
The recordkeeping exemptions apply to all eligible
workplaces under the jurisdiction of Federal OSHA. However, 25
states and territories operate their own OSHAs. Employers in the
following areas should contact the state agency to determine if
it has or intends to adopt the exemptions: Alaska, Arizona,
California, Hawaii, Indiana, Iowa, Kentucky, Maryland, Michigan,
Minnesota, Nevada, New Mexico, North Carolina, Oregon, Puerto
Rico, South Carolina, Tennessee, Utah, Vermont, Virginia, Virgin
Islands, Washington, and Wyoming. Connecticut and New York cover
state and local government employees only.
RECORDS THAT MUST BE KEPT
OSHA requires the use of OSHA Form No. 200, the Log and
Summary of Occupational Injuries and Illnesses, or an equivalent
form. On the OSHA Log employers provide some brief descriptive
information then use a simple check-off procedure to maintain a
running total of occupational injuries and illnesses for the
year. Authorized Federal and State government officials,
employees, and their representatives are guaranteed access, upon
request, to the injury and illness log for the establishment.
Employers are required to post an annual summary of
occupational injuries and illnesses for the previous calendar
year. The summary must be posted no later than February 1 and
must remain in place until March 1.
OSHA Form No. 101 is used to supply supplementary
information regarding each injury and illness entered on the log.
This form names the person and describes the circumstances of his
or her injury or illness. Substitute forms (such as workers'
compensation reports) may be used if they contain all the
specified information. Authorized government officials shall be
provided access to these records also.
Injury and illness records shall be maintained at each
workplace. In the absence of a regular workplace, records shall
be maintained at some central location. The records shall be
retained and updated for five years following the calendar year
they cover.
Each workplace, regardless of the number of employees or
type of business, must:
╖ display either an OSHA or State poster containing
information for employees, and
╖ report to the nearest OSHA office within 48 hours all
accidents which result in a work-related fatality or the
hospitalization of five or more employees.
THE BLS SURVEY
Each year BLS selects about 280,000 firms to take part in a
survey used to calculate the job injury and illness rates for
various industries nationwide. All employers selected for the
survey are required by law to participate. As noted previously,
employers that are normally exempt from OSHA recordkeeping are
notified of their selection for the survey prior to the calendar
year to which the survey relates.
The survey is used to monitor OSHA's progress and to assist
the agency in setting standards, evaluating existing standards,
scheduling inspections, and evaluating the performance of states
and territories which operate their own OSHA-approved safety and
health programs.
FOR MORE INFORMATION
For official instructions on recording occupational injuries
and illnesses please refer to the Recordkeeping Guidelines for
Occupational Injuries and Illnesses, 1986. You may obtain copies
of the Guidelines and OSHA forms by calling the OSHA Area Office
or the State OSHA Office in your jurisdiction.
____________________________________________________________________
This is one of a series of fact sheets highlighting U.S. Department of
Labor programs. It is intended as a general description only and does
not carry the force of legal opinion. This information will be made
available to sensory impaired individuals upon request. Voice phone:
(202) 523-8151. TDD message referral phone: 1-800-326-2577.